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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2019-04-30 |
Branch Locations
6700 Daniels Parkway Ste 1, Fort Myers, FL 33912 • United States
1800 Second Street Suite 870, Sarasota, FL 34236 • United States
4 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc. | Venice | FL | 07/2016 | 04/2018 |
| Oppenheimer & Co. | Sarasota | FL | 04/2019 | Present |
| Lakewood Ranch Family Counseling | Bradenton | FL | 05/2018 | 04/2019 |
1. SOLE PROPRIETOR - LIFE COACH, HYPNOTHERAPIST - NOT-INVESTMENT RELATED - 5454 LENA RD STE. 106, BRODENTON, FL 34211 - STARTED MAY 2018 - APPROX. 40 HOURS PER MONTH *NONE DURING SECURITIES TRADING HOURS - I COACH/COUNSEL PEOPLE WITH ADDICTIONS, RELATIONSHIP PROBLEMS, PAST TRAUMAS, AND PEOPLE WHO JUST WANT MORE PEACE IN THEIR LIVES. 2. I WILL BE TEACHING A VINYASA YOGA CLASS FOR 1 HOUR (EVENING) EACH WEEK. I WILL BE WORKING FOR: CIRCUSOUL YOGA-4141 S. TAMIAMI TRL SARASOTA, FL 34238. THIS WILL REQUIRE ABOUT 6-8 HOURS OF MY TIME EACH MONTH. NONE DURING TRADING HOURS 3. I WILL BE A DOORDASH DRIVER DELIVERING FOOD TO PEOPLE. IT IS NOT INVESTMNET RELATED. MY HOURS WILL BE EVENING AND WEEKEND ONLY. I PLAN TO WORK ABOUT 15-20 HRS PER WEEK. 4.YOGA INSTRUCTOR-GET BENT YOGA STUDIO-7346 S. TAMIAMI TRL, SARASOTA, FL 34231. NOT INVESTMENT RELATED. START DATE: 9/1/24. 8-9 HRD/MONTH. DUTIES: I TEACH A YIN YOGA CLASS ON SUNDAYS AT 7PM. I ALSO FILL IN FOR OTHER TEACHERS FROM TIME TO TIME. COMPENSATION: $35 PER CLASS-PAID VIA ZELLE
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-03-09 |
| S63 | Uniform Securities Agent State Law Examination | 2014-12-09 |
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