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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-17 |
| TX | RA | APPROVED_RES | 2025-01-16 |
Branch Locations
1890 Park Marina Dr Ste 102, Redding, CA 96001 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Walnut Creek | CA | 11/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Walnut Creek | CA | 11/2016 | 07/2018 |
| Sorrento Pacific Financial, Llc | San Diego | CA | 08/2018 | 01/2019 |
| Dcn Wealth Management | Fremont | CA | 08/2018 | 01/2019 |
| Cetera Investment Advisers Llc | San Jose | CA | 01/2019 | 07/2022 |
| Cetera Investment Services Llc | St. Cloud | MN | 01/2019 | 07/2022 |
| Meriwest Credit Union | San Jose | CA | 01/2019 | 07/2022 |
| Cetera Advisors Llc | San Jose | CA | 02/2019 | 08/2019 |
| Securities America, Inc. | Newman | CA | 08/2022 | 06/2024 |
| Securities America Advisors | Newman | CA | 08/2022 | 06/2024 |
| Osaic Wealth, Inc. | Newman | CA | 06/2024 | 01/2025 |
| Lpl Financial | Redding | CA | 01/2025 | Present |
1) 12/2024 - Vigil Wealth Services / DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) 2) 12/2024 - Vigil Tax Services / Tax Prep/Accounting/CPA / inv. Related / Enrolled Agent / Redding, CA 96001 / Start date 10/11/2024 - 10 Hrs per month - 10 % Time Spent 3) 12/2024 - Rental Property / Owner / Real Estate Rental / Inv. Related / Newman, CA 95360 / Start date 10/21/2024 - 1 % Time Spent
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-09-07 |
| S63 | Uniform Securities Agent State Law Examination | 2007-01-26 |
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