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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2024-02-13 |
Branch Locations
180 Market St. Ste. 200, New Albany, OH 43054 • United States
1000 & 1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
5007 Horizons Drive Suite 200, Upper Arlington, OH 43220-5288 • United States
Pickerington, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Columbus | OH | 08/2017 | 06/2018 |
| Morgan Stanley | Columbus | OH | 12/2006 | 08/2017 |
| Bank Of America, N.A. | Columbus | OH | 08/2017 | 06/2018 |
| The Huntington National Bank | Gahanna | OH | 07/2018 | 08/2019 |
| The Huntington Investment Company | Columbus | OH | 07/2018 | 08/2019 |
| Jp Morgan Securities, Llc | Columbus | OH | 09/2019 | 01/2022 |
| Jp Morgan Chase Bank, N.A. | Columbus | OH | 01/2022 | 11/2023 |
| Ubs Financial Services, Inc | Upper Arlington | OH | 02/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-12-18 |
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