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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2020-07-23 |
Branch Locations
4200 Hoover Rd., Grove City, OH 43123 • United States
285 Main St., Bellville, OH 44813 • United States
4942 Reed Road, Columbus, OH 43220 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities Llc | Dublin | OH | 05/2015 | 06/2017 |
| Ferris Financial, Llc | Dublin | OH | 05/2015 | 05/2017 |
| Eagle Strategies Llc | Dublin | OH | 05/2015 | 06/2017 |
| Meeder Investment Management | Dublin | OH | 02/2018 | 04/2018 |
| Pruco Securities, Llc | Columbus | OH | 08/2018 | 07/2020 |
| Unemployed | New Albany | OH | 06/2017 | 02/2018 |
| Unemployed | New Albany | OH | 05/2018 | 08/2018 |
| The Prudential Insurance Company Of America | Columbus | OH | 09/2018 | 07/2020 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 07/2020 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 07/2020 | Present |
1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING 07/23/20 2) COVENANT FINANCIAL ADVISORS, 4930 REED RD, COLUMBUS, OH, 07/03/2023, Agent, Insurance/Benefits/Human Resources, INV REL, 8 HR/MO - 8HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-12-04 |
| S63 | Uniform Securities Agent State Law Examination | 2007-07-13 |
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