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Miho Hatori

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San Mateo, CA

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Current Employers
App

1900 S. Norfolk St. Ste 350, San Mateo, CA 94403 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-01
  • CA RA
    APPROVED
    Since 2025-01-01

Branch Locations

1900 S. Norfolk St. Ste 350, San Mateo, CA 94403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Irvine CA 08/2013 09/2022
Aps Management Torrance CA 09/2022 10/2023
Asset Planning And Protection Llc San Mateo CA 12/2022 Present
  • 08/2013 → 09/2022
    Lpl Financial
    Irvine, CA
  • 09/2022 → 10/2023
    Aps Management
    Torrance, CA
  • 12/2022 → Present
    Asset Planning And Protection Llc
    San Mateo, CA
Previous Registrations
Other Businesses

1. 5/4/2016: Nippon Life Benefits - Non-Variable Insurance - Investment Related - 6 Venture #390, Irvine CA 92618 - Start 05/01/2016 - 3 Hr/Mo; 0 Hour(s) During Securities Trading - Appointment with Insurance Agency. Life, Health, Disability. 2. 1/3/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date 12/15/2017 - 3 Hours Per Month / 0 Hours During Trading - Yes. I will be submitting business for Group Medical and Disability. Dickerson Employee Benefits Insurance Services, Authorized General Agent and Anthem. 3. 11/14/2019 - Pacific Guardian Life - Investment related - At reported business location(s) - Non-Variable Insurance - start date:10/31/2019 - 3 hrs/mo - 0 hrs during trading. 4. 9/16/2020 - Asset Planning and Protection LLC - DBA: Asset Plan and Protect - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 06/01/2017 - 160 Hours Per Month During Securities Trading. 5. 11/17/2020 - Asset Planning and Protection LLC - DBA: Asset Plan Team - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/26/2020 - 10 Hours Per Month/1 Hour During Securities Trading. 6. 02/23/2022 - BLT Insurance Services - Investment Related - Home Based - Non-Variable Insurance - Start Date - 02/01/2022 - 5 Hours Per Month/ 0 Hours During Securities Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-08-15
S63 Uniform Securities Agent State Law Examination 2007-01-08
  • S65 Uniform Investment Adviser Law Examination
    2013-08-15
  • S63 Uniform Securities Agent State Law Examination
    2007-01-08
Other Names
  • Miho Sato

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