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1900 S. Norfolk St. Ste 350, San Mateo, CA 94403 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-01 |
Branch Locations
1900 S. Norfolk St. Ste 350, San Mateo, CA 94403 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Irvine | CA | 08/2013 | 09/2022 |
| Aps Management | Torrance | CA | 09/2022 | 10/2023 |
| Asset Planning And Protection Llc | San Mateo | CA | 12/2022 | Present |
1. 5/4/2016: Nippon Life Benefits - Non-Variable Insurance - Investment Related - 6 Venture #390, Irvine CA 92618 - Start 05/01/2016 - 3 Hr/Mo; 0 Hour(s) During Securities Trading - Appointment with Insurance Agency. Life, Health, Disability. 2. 1/3/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date 12/15/2017 - 3 Hours Per Month / 0 Hours During Trading - Yes. I will be submitting business for Group Medical and Disability. Dickerson Employee Benefits Insurance Services, Authorized General Agent and Anthem. 3. 11/14/2019 - Pacific Guardian Life - Investment related - At reported business location(s) - Non-Variable Insurance - start date:10/31/2019 - 3 hrs/mo - 0 hrs during trading. 4. 9/16/2020 - Asset Planning and Protection LLC - DBA: Asset Plan and Protect - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 06/01/2017 - 160 Hours Per Month During Securities Trading. 5. 11/17/2020 - Asset Planning and Protection LLC - DBA: Asset Plan Team - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/26/2020 - 10 Hours Per Month/1 Hour During Securities Trading. 6. 02/23/2022 - BLT Insurance Services - Investment Related - Home Based - Non-Variable Insurance - Start Date - 02/01/2022 - 5 Hours Per Month/ 0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-08-15 |
| S63 | Uniform Securities Agent State Law Examination | 2007-01-08 |
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