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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2024-01-19
  • NH RA
    APPROVED
    Since 2024-01-19

Branch Locations

104 Washginton Street, Dover, NH 03820 • United States

28 Main Street, Durham, NH 03824 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Questar Capital Corporation Minneapolis MN 08/2013 03/2019
Questar Asset Management Minneapolis MN 08/2013 03/2019
Woodbury Financial Services, Inc. Dover NH 03/2019 Present
Woodbury Financial Services, Inc. Dover NH 03/2019 01/2024
Osaic Wealth, Inc. Durham NH 01/2024 Present
  • 08/2013 → 03/2019
    Questar Capital Corporation
    Minneapolis, MN
  • 08/2013 → 03/2019
    Questar Asset Management
    Minneapolis, MN
  • 03/2019 → Present
    Woodbury Financial Services, Inc.
    Dover, NH
  • 03/2019 → 01/2024
    Woodbury Financial Services, Inc.
    Dover, NH
  • 01/2024 → Present
    Durham, NH
Previous Registrations
  • 2019-03-01 → 2024-01-19
    Woodbury Financial Services, Inc.
    Durham, NH
  • 2013-08-05 → 2019-03-01
    Questar Asset Management, Inc.
    Minneapolis, MN
    Dover, NH
  • 2008-03-28 → 2013-08-14
    Msi Financial Services, Inc.
    Manchester, NH
    Exeter, NH
    Exeter, NH
Other Businesses

1) WOODBURY FINANCIAL SERVICES POSITION: Investment advisor representative. NATURE: Investment advisory. INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 15 START DATE: 08/07/2013 ADDRESS: 466 Central Ave Suite 4, Dover NH 03820 DESCRIPTION: Investment advisory services. 2) COCHECO FINANCIAL GROUP POSITION: Owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 03/01/2019 ADDRESS: 466 Central Ave, Suite 4, Dover NH 03820, United States DESCRIPTION: Life Insurance sales and Social Securityeducation. 3) JOHN GILL POSITION: Trustee NATURE: Individual INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2019 ADDRESS: 51 Edgewood Rd, Durham NH 03820, United States DESCRIPTION: Trustee for a non-profit Dover Children's Home, Dover, NH. 4) ORHS BOYS SOCCER BOOSTERS POSITION: Board Member NATURE: 501(c)(3) Corporation. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 10/23/2024 ADDRESS: 55 Coe Drive, DURHAM NH 03824, United States DESCRIPTION: Board member for the Oyster River High School Boys Soccer Boosters. The boosters coordinate fundraising efforts through raffles, concession stands, and sponsorships.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-03-13
S63 Uniform Securities Agent State Law Examination 2007-02-15
  • S65 Uniform Investment Adviser Law Examination
    2008-03-13
  • S63 Uniform Securities Agent State Law Examination
    2007-02-15
Other Names
  • John Gill

View on SEC IAPD

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