Eric Niklas Mcdowell

Employer firm

Tiaa-Cref Individual & Institutional Services, LLC CRD 20472

$37.9B regulatory AUM 35,647 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2006 → 03/2023
  Wells Fargo Bank, N.A.
  Phoenix, AZ
• 10/2010 → 03/2023
  Wells Fargo Advisors Llc
  Phoenix, AZ
• 03/2023 → Present
  Tiaa
  Phoenix, AZ
• 03/2023 → Present
  Tiaa-Cref Individual & Institutional Services, Llc
  Phoenix, AZ

Other Businesses

(1) Name: Heritage LLC Position: Owner Nature: LLC is based in Colorado and residential rental property at 835 Geddes Circle was sold in 2021. Investment Related: No Hours: 0 Securities Trading Hours: 0 Start Date: 08/01/2012 Address: Home Address, Scottsdale AZ 85254-3232, United States Description: Proceeds from Sale of Rental Property in Littleton, CO (2) ERIC N MCDOWELL AND BRITTANY WRIGHT POSITION: Owner NATURE: Long Term Rental in Scottsdale, AZ INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2017 ADDRESS: Home Address, Scottsdale AZ 85254-3232, United States DESCRIPTION: Rental Property located at 4940 E Bloomfield Rd, Scottsdale, AZ 85254 (3) ASU GIFT PLANNING ADVISORY COUNCIL POSITION: na NATURE: ASU foundation hosts quarterly meetings bringing local experts in wealth planning, taxes and law together to discuss topics that relate to HNW households and ASU foundation is interested in seeing charitable giving to be steered to ASU. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/19/2026 ADDRESS: POBOX 2260, Tempe AZ 85280, United States DESCRIPTION: participant no role.

Exams

• S66 Uniform Combined State Law Examination
  2023-04-20
• S63 Uniform Securities Agent State Law Examination
  2010-12-09

Other Names

• Eric N Mcdowell