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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2019-12-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bankoh Investment Services | Honolulu | HI | 02/2000 | 09/2016 |
| Bank Of Hawaii | Honolulu | HI | 10/2013 | 09/2016 |
| Bankoh Investment Services, Inc. | Honolulu | HI | 09/2016 | 11/2019 |
| Lpl Financial, Llc | Hilo | HI | 12/2019 | Present |
1) 2019-12-05 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - ARA Wealth Management Group / - DBA for LPL Business (entity for LPL business) - Y - at reported business location(s) - 2019-09-06 - hrs/mth - hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-08-22 |
| S63 | Uniform Securities Agent State Law Examination | 2000-04-20 |
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