Stacey Ann Williams

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2000 → 09/2016
  Bankoh Investment Services
  Honolulu, HI
• 10/2013 → 09/2016
  Bank Of Hawaii
  Honolulu, HI
• 09/2016 → 11/2019
  Bankoh Investment Services, Inc.
  Honolulu, HI
• 12/2019 → Present
  Lpl Financial, Llc
  Hilo, HI

Previous Registrations

• 2016-08-23 → 2019-12-06
  Bankoh Investment Services, Inc.
  Hilo, HI
  Hilo, HI
  Honolulu, HI
  Kailua-Kona, HI
  Kamuela, HI

Other Businesses

1) 2019-12-05 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - ARA Wealth Management Group / - DBA for LPL Business (entity for LPL business) - Y - at reported business location(s) - 2019-09-06 - hrs/mth - hrs/mth during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-08-22
• S63 Uniform Securities Agent State Law Examination
  2000-04-20

Other Names

• Stacey Ann Del Fierro
• Stacey Ann Chun Fat
• Stacey Ann Chun Fat