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Kenneth Charles Zimmerman

Wells Fargo Clearing Services, LLC

Chapel Hill, NC

Chapel Hill, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-20
NC RA APPROVED 2020-09-01
  • TX RA
    APPROVED
    Since 2023-01-20
  • NC RA
    APPROVED
    Since 2020-09-01

Branch Locations

1220 Environ Way Ste 1220, Chapel Hill, NC 27517 • United States

Chapel Hill, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wisdomtree Asset Management, Inc. New York NY 02/2013 07/2020
Foreside Fund Services, Llc New York NY 12/2014 07/2020
Wells Fargo Clearing Services, Llc Chapel Hill NC 07/2020 Present
  • 02/2013 → 07/2020
    Wisdomtree Asset Management, Inc.
    New York, NY
  • 12/2014 → 07/2020
    Foreside Fund Services, Llc
    New York, NY
  • 07/2020 → Present
    Wells Fargo Clearing Services, Llc
    Chapel Hill, NC
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-08-26
S63 Uniform Securities Agent State Law Examination 2007-02-15
  • S65 Uniform Investment Adviser Law Examination
    2020-08-26
  • S63 Uniform Securities Agent State Law Examination
    2007-02-15
Designations
Other Names
  • Tripp Zimmerman
  • Kenneth Charles Zimmerman
  • Kenneth Charles Zimmerman
  • Kenneth Charles Zimmerman

View on SEC IAPD

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Other Offices

FRANKLIN STREET ADVISORS INC. · CHAPEL HILL, NC
ABSHER WEALTH MANAGEMENT, LLC · CHAPEL HILL, NC
FRANKLIN STREET ADVISORS INC. · CHAPEL HILL, NC
RBC CAPITAL MARKETS, LLC · Chapel Hill, NC
TRUIST ADVISORY SERVICES, INC. · CHAPEL HILL, NC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CHAPEL HILL, NC
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CHAPEL HILL, NC
ROBERT W. BAIRD & CO. INCORPORATED · Chapel Hill, NC

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