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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-01-02 |
| AZ | RA | APPROVED | 2023-05-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc | San Diego | CA | 09/2008 | 09/2016 |
| Charles Schwab & Co., Inc. | Phoenix | AZ | 08/2018 | Present |
| Assetmark | Phoenix | AZ | 05/2017 | 08/2018 |
| Unemployed | Phoenix | AZ | 09/2016 | 05/2017 |
| Charles Schwab Bank | Phoenix | AZ | 08/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-03-08 |
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