David Morris Erskine

Current Employers

Employment History

• 05/2006 → Present
  Busby Sanford Brady Cpa'S Plc
  Tucson, AZ
• 02/2013 → 10/2019
  1St Global Capital Corp.
  Tucson, AZ
• 02/2013 → 10/2019
  1St Global Advisors Inc.
  Tucson, AZ
• 04/2017 → 09/2025
  Avantax Insurance Services, Inc.
  Tucson, AZ
• 10/2019 → 09/2025
  Avantax Advisory Services
  Tucson, AZ
• 10/2019 → 09/2025
  Avantax Investment Services, Inc.
  Tucson, AZ
• 08/2024 → Present
  Indexed Annuity Sales
  Tucson, AZ
• 10/2022 → 09/2025
  Avantax Insurance Agency And/Or Avantax Insurance Services
  Tucson, AZ
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Tucson, AZ
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 08/2025 → Present
  Busby Sanford Brady Financial Advisors
  Tuscon, AZ

Previous Registrations

• 2019-10-25 → 2025-09-05
  Avantax Advisory Services
  Tucson, AZ
• 2013-05-15 → 2019-10-25
  1St Global Advisors Inc
  Tucson, AZ

Other Businesses

1) DEARBORN NATIONAL POSITION: Agent NATURE: Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/28/2019 ADDRESS: 1020 31st Street, Downers Grove IL 60148, United States DESCRIPTION: Insurance Agent/Broker 2) BUSBY SANFORD BRADY CPA PLC POSITION: Partner NATURE: Partner in CPA firm. INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 100 START DATE: 09/01/2021 ADDRESS: 2055 N. Kolb Road, Suite 101, Tucson AZ 85715-4099, United States DESCRIPTION: Responsible as client executive and have final say on accounting/tax engagements. Share in responsibility of overall firm operations with my other partner. 3) CAPSTONE CAPITAL MANAGEMENT LLC. POSITION: Owner NATURE: Wealth Management Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 25 START DATE: 02/07/2013 ADDRESS: 2055 N Kolb Rd. Ste 101, Tucson AZ 85715, United States DESCRIPTION: As owner I'm responsible for all aspects of the firm including wealth management services. 4) TVK LLC POSITION: Member/Owner NATURE: This entity is being used to purchase and hold the building that the related accounting firm, financial services firm, and other non-related businesses do business from. It's income will only consist of rents received. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 11/18/2024 ADDRESS: 2055 N. Kolb Road, Suite 101, Tucson AZ 85715-4099, United States DESCRIPTION: Member (owner) of entity. Overall responsibility for collection of rent, paying expenses, and all other aspects of TVK LLC business. 5) BUSBY SANFORD BRADY FINANCIAL ADVISORS POSITION: Owner/Financial Advisor NATURE: FINANCIAL SERVICES dba INVESTMENT RELATED: Yes NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 50 START DATE: 08/15/2025 ADDRESS: 2055 N. Kolb Road, Suite 101, Tucson AZ 857154099, United States DESCRIPTION: Owner and financial service rep;

Exams

• S66 Uniform Combined State Law Examination
  2013-05-10

Other Names

• Dave Morris Erskine