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Employer firm

Capital Client Group, Inc. CRD 6247

Reported services (Item 5G)

  • RECOMMENDING AFFILIATE AS INVESTMENT ADVISER OF SMA ASSETS

From the firm’s Form ADV. Read the guides:

Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-11-02
  • TX RA
    APPROVED
    Since 2018-11-02

Branch Locations

3500 Wiseman Blvd, San Antonio, TX 78251-4321 • United States

12711 N. Meridian Street, Carmel, IN 46032 • United States

San Antonio, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Command Financial Services Fort Worth TX 07/2016 09/2016
Inverness Technologies Annandale VA 02/2018 05/2018
Homemaker Kaiserslautern 09/2016 02/2018
Nationwide Investment Services Corporation Columbus OH 09/2018 10/2018
American Funds San Antonio TX 10/2018 01/2021
Homemaker Kaiserslautern 05/2018 09/2018
American Funds San Antonio TX 01/2021 04/2023
American Funds San Antonio TX 04/2023 Present
  • 07/2016 → 09/2016
    First Command Financial Services
    Fort Worth, TX
  • 02/2018 → 05/2018
    Inverness Technologies
    Annandale, VA
  • 09/2016 → 02/2018
    Homemaker
    Kaiserslautern
  • 09/2018 → 10/2018
    Nationwide Investment Services Corporation
    Columbus, OH
  • 10/2018 → 01/2021
    American Funds
    San Antonio, TX
  • 05/2018 → 09/2018
    Homemaker
    Kaiserslautern
  • 01/2021 → 04/2023
    American Funds
    San Antonio, TX
  • 04/2023 → Present
    American Funds
    San Antonio, TX
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-09-18
S63 Uniform Securities Agent State Law Examination 2007-01-12
  • S65 Uniform Investment Adviser Law Examination
    2015-09-18
  • S63 Uniform Securities Agent State Law Examination
    2007-01-12
Other Names
  • Monique L Edwards
  • Monique Lashawn Edwards
  • Monique Lashawn Edwards

View on SEC IAPD

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