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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-06-03
  • TX RA
    APPROVED
    Since 2013-06-03

Branch Locations

8181 Communications Pkwy Bldg A, Plano , TX 75024 • United States

1320 West Davis St, Conroe, TX 77304 • United States

4755 West Panther Creek Drive, The Woodlands, TX 77381 • United States

8181 Communications Pkwy Ste A, Floor 04, Plano, TX 75024-0242 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Conroe TX 05/2007 Present
J.P. Morgan Securities Llc Conroe TX 07/2010 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-04-03
  • S66 Uniform Combined State Law Examination
    2007-04-03
Other Names
  • Brad Richard Dutton

View on SEC IAPD

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