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Brad Dutton

J.P. Morgan Securities LLC

Plano , TX

Conroe, TX

The Woodlands, TX

Plano, TX

CRD 5261804

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-06-03
  • TX RA
    APPROVED
    Since 2013-06-03

Branch Locations

8181 Communications Pkwy Bldg A, Plano , TX 75024 • United States

1320 West Davis St, Conroe, TX 77304 • United States

4755 West Panther Creek Drive, The Woodlands, TX 77381 • United States

8181 Communications Pkwy Ste A, Floor 04, Plano, TX 75024-0242 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Conroe TX 05/2007 Present
J.P. Morgan Securities Llc Conroe TX 07/2010 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-04-03
  • S66 Uniform Combined State Law Examination
    2007-04-03
Other Names
  • Brad Richard Dutton

View on SEC IAPD

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Nearby Investors

John Wayne Purvis
Guy Rene Mondjii
GREGORY THOMAS HANSEN

Nearby Offices

VANGUARD ADVISERS, INC. · PLANO, TX
VANGUARD ADVISERS, INC. · PLANO, TX
VANGUARD ADVISERS, INC. · Plano, TX

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