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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2007-01-25 |
Branch Locations
2 Corporate Dr Ste 644, Shelton, CT 06484 • United States
Monroe, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Shelton | CT | 12/2006 | 03/2020 |
| Ameriprise Financial Services, Llc | Shelton | CT | 03/2020 | Present |
Business Ownership; Ascend Coastal, Inc.; Owner; Manage Ameriprise Business; 2 Corporate Drive, Suite 644, Shelton, CT, 06484; Investment-Related; 03/01/2026; 60 hours per month; 60 during trading hours. Outside Employment; Ascend Coastal, Inc.; Owner; Manage advisory business; 2 Corporate Drive, Suite 644, Shelton, CT, 06484; Investment-Related; 03/01/2026; 60 hours per month; 60 during trading hours. Other Business Activities; Bodes Cards; Selling and buying of trading cards and other sports memorabilia primarily on Ebay; 15 Clydesdale Court, , Monroe, CT, 6468; Not Investment-Related; 01/01/2022; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-01-22 |
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