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Regina Marsalis Walker

LPl Enterprise, LLC

Troy, MI

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-14
GA RA APPROVED 2024-11-14
MI RA APPROVED 2024-11-14
TX RA APPROVED_RES 2024-11-14
  • CA RA
    APPROVED
    Since 2024-11-14
  • GA RA
    APPROVED
    Since 2024-11-14
  • MI RA
    APPROVED
    Since 2024-11-14
  • TX RA
    APPROVED_RES
    Since 2024-11-14

Branch Locations

101 W Big Beaver Road Suite 705, Troy, MI 48084 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Troy MI 11/2006 11/2024
Prudential Insurance Company Of America Troy MI 03/2007 Present
Lpl Enterprise, Llc Troy MI 11/2024 Present
Previous Registrations
Other Businesses

1) 11/14/2024- Total Benefits Communications- Non-Variable Insurance- Providing benefit education- INV Related- At Troy, MI- Start date 10/27/2023- 10 HRS MTH- 0 HRS During Trading 2) 11/14/2024- Action Benefits- Non-Variable Insurance- Health insurance agent- INV Related- At Troy, MI- Start date 08/30/2018- 10 HRS MTH- 2 HRS During Trading 3) 11/14/2024- WalBar Enterprises LLC- Author- Book writing will be held under this business- INV Related- At Troy, MI- Start date 04/03/2023- 0 HRS MTH- 0 HRS During Trading 4) 06/02/2026-Alpha Kappa Alpha Sorority, Incorporated - Theta Lambda Omega Chapter-Member-Non-profit volunteer (not on board)-Not inv related-At Pontiac, MI-Start date 05/31/2026-10hrs/mth-0hrs/mth during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-06-16
S63 Uniform Securities Agent State Law Examination 2007-05-05
  • S65 Uniform Investment Adviser Law Examination
    2016-06-16
  • S63 Uniform Securities Agent State Law Examination
    2007-05-05

View on SEC IAPD

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