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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-01 |
| TX | RA | APPROVED | 2013-01-07 |
Branch Locations
433 N Camden Dr Ste 400, Beverly Hills, CA 90210 • United States
Santa Barbara, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 06/2012 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 06/2012 | Present |
1.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 40/WK - 30/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 2. VISTA DEL MAR, LOS ANGELES, CA, INVESTMENT COMMITTEE MEMBER, OVERSEE INVESTMENT POLICY STATEMENT, INVESTMENT ALLOCATION. INV REL-4/MO-0/TRADING. 3. NORTH COAST BUSINESS PARK, 531 ENCINITAS BLVD, ENCINITAS, CA, REAL ESTATE CHAIRMAN OF THE BOARD/ASSOCIATION MANAGER, 01/18/21, NIR, 15 HR/WK- 0/TRADING HR. 4. MANOR RIDGE WEALTH, 9800 Wilshire Blvd, Beverly Hills CA 90212, United States, 02/01/2013, IAR, DBA, INV REL, 160/MO - 100/Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-08-19 |
| S63 | Uniform Securities Agent State Law Examination | 2007-08-30 |
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