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Shawn Casey Glogowski

Note Advisors, LLC

Buffalo, NY

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Current Employers
Note Advisors, Llc

50 Lakefront Blvd, Suite 215, Buffalo, NY 14202 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-02-26
TX RA APPROVED 2017-03-17
  • NY RA
    APPROVED
    Since 2021-02-26
  • TX RA
    APPROVED
    Since 2017-03-17

Branch Locations

50 Lakefront Blvd, Suite 215, Buffalo, NY 14202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Williamsville NY 11/2007 01/2017
Gcw Capital, Llc Hamburg NY 08/2014 Present
  • 11/2007 → 01/2017
    Massmutual
    Williamsville, NY
  • 08/2014 → Present
    Gcw Capital, Llc
    Hamburg, NY
Other Businesses

NAME: SHAWN GLOGOWSKI INV REL: N ADD: 38 LAKE STREET, HAMBURG, NY 14075 NATURE: FIXED LIFE/HEALTH INSURANCE SALES POSITION: INDEPENDENT AGENT START DATE: 01/2017 NO. HR/MO: 4 NO. HR/MO DURING SEC TRADING: 4

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-16
  • S66 Uniform Combined State Law Examination
    2007-01-16
Designations
Other Names
  • Shawn Glogowski

View on SEC IAPD

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