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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-11-03 |
| NC | RA | APPROVED | 2017-03-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Asheville | NC | 04/2012 | 01/2017 |
| Wells Fargo Clearing Services, Llc | Asheville | NC | 01/2017 | Present |
ASHEVILLE MUSEUM OF SCIENCE; INV RELATED; ASHEVILLE,NC; SCIENCE LITERACY; FINANCE COMMITTEE MEMBER; START DATE: 01/01/2025; 1 HRS PER MONTH; 1 HRS DURING TRADING;|
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-03-20 |
| S63 | Uniform Securities Agent State Law Examination | 2008-02-25 |
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