Best Investors Account Sign in

Kevin Joseph Miller

Sanctuary Advisors, LLC

Pewaukee, WI

Claim This Profile
Current Employers
Sanctuary Advisors, Llc

1450 Brickell Avenue Suite 2610, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2023-11-02
  • WI RA
    APPROVED
    Since 2023-11-02

Branch Locations

N28W30642 Red Fox Court, Pewaukee, WI 53072 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America, Inc Omaha NE 02/2000 08/2020
Securities America Advisors, Inc. Omaha NE 07/2003 08/2020
Arbor Point Advisors La Vista NE 12/2012 08/2020
Carson Group Brokerage, Llc Omaha NE 08/2020 04/2023
Carson Group Holdings, Llc Omaha NE 08/2020 04/2023
Carson Group Investing, Llc Omaha NE 08/2020 04/2023
Cwm, Llc Omaha NE 08/2020 04/2023
Sanctuary Securities, Inc. Indianapolis IN 04/2023 Present
Sanctuary Advisors Llc Indianapolis IN 04/2023 Present
  • 02/2000 → 08/2020
    Securities America, Inc
    Omaha, NE
  • 07/2003 → 08/2020
    Securities America Advisors, Inc.
    Omaha, NE
  • 12/2012 → 08/2020
    Arbor Point Advisors
    La Vista, NE
  • 08/2020 → 04/2023
    Carson Group Brokerage, Llc
    Omaha, NE
  • 08/2020 → 04/2023
    Carson Group Holdings, Llc
    Omaha, NE
  • 08/2020 → 04/2023
    Carson Group Investing, Llc
    Omaha, NE
  • 08/2020 → 04/2023
    Cwm, Llc
    Omaha, NE
  • 04/2023 → Present
    Sanctuary Securities, Inc.
    Indianapolis, IN
  • 04/2023 → Present
    Sanctuary Advisors Llc
    Indianapolis, IN
Previous Registrations
  • 2003-07-23 → 2020-08-17
    Securities America Advisors, Inc.
    Lavista, NE
  • 2009-02-25 → 2012-05-21
    Brecek & Young Advisors, Inc.
    La Vista, NE
    Folsom, CA
    Folsom, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-08-01
  • S66 Uniform Combined State Law Examination
    2000-08-01
Other Names
  • Kevin Joseph Miller

View on SEC IAPD

Other Firms

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
PARK AVENUE SECURITIES LLC
LASALLE INVESTMENT ADVISORS, INC.
MADISON PARTNERS
THRIVENT INVESTMENT MANAGEMENT INC.
OSAIC WEALTH, INC.
EDWARD JONES
STATE FARM INVESTMENT MANAGEMENT CORP.

Other Investors

GREGORY NEBEL
MATTHEW WINTERS
DREW ALAN HEBBE
MARK ANDREW SMITH
KIERAN MICHAEL BIENEMAN
Susan Jakoblich
James Thomas Fitzgerald
JOHN MICHAEL FITZGERALD

Other Offices

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PEWAUKEE, WI
PARK AVENUE SECURITIES LLC · PEWAUKEE, WI
LASALLE INVESTMENT ADVISORS, INC. · PEWAUKEE, WI
MADISON PARTNERS · Pewaukee, WI
THRIVENT INVESTMENT MANAGEMENT INC. · PEWAUKEE, WI
OSAIC WEALTH, INC. · PEWAUKEE, WI
EDWARD JONES · PEWAUKEE, WI
STATE FARM INVESTMENT MANAGEMENT CORP. · Pewaukee, WI

More in Pewaukee, WI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor