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Susan L Sorrells

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Asheville, NC

Waynesville, NC

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-10-24
NC RA APPROVED 2008-01-22
  • TX RA
    APPROVED_RES
    Since 2012-10-24
  • NC RA
    APPROVED
    Since 2008-01-22

Branch Locations

1 N Pack Sq, Asheville, NC 28801 • United States

Waynesville, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Asheville NC 10/2007 Present
Bank Of America, N.A. Asheville NC 07/2011 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-01-18
S63 Uniform Securities Agent State Law Examination 2007-01-12
  • S65 Uniform Investment Adviser Law Examination
    2008-01-18
  • S63 Uniform Securities Agent State Law Examination
    2007-01-12
Other Names
  • Susan Norton Frisbie
  • Susan Norton Sorrells
  • Susan Lorraine Norton
  • Susan Norton Lewis
  • Susan Norton Frisbie
  • Susan N Sorrells
  • Susan Lorraine Sorrells

View on SEC IAPD

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Other Offices

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CETERA INVESTMENT ADVISERS LLC · ASHEVILLE, NC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ASHEVILLE, NC
BEACON POINTE ADVISORS, LLC · Asheville, NC
BEACON POINTE ADVISORS, LLC · Asheville, NC
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CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Asheville, NC

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