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One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2024-09-19 |
| ID | RA | APPROVED | 2024-09-17 |
| WA | RA | APPROVED | 2023-03-09 |
Branch Locations
3401 Fremont Ave N Ste 242, Seattle, WA 98103 • United States
7006 35Th Ave Ne, Seattle, WA 98115 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Starbucks | Seattle | WA | 03/2016 | 08/2020 |
| Richard Thomas Shaw Insurance Agency | Seattle | WA | 08/2020 | Present |
| State Farm Vp Management Corp | Seattle | WA | 03/2022 | Present |
| State Farm Investment Management Corp | Seattle | WA | 03/2023 | Present |
| Richard Thomas Shaw Insurance Agency | Tukwila | WA | 06/2024 | 06/2025 |
| State Farm Investment Management Corp | Tukwila | WA | 06/2024 | 06/2025 |
| State Farm Vp Management Corp | Tukwila | WA | 06/2024 | 06/2025 |
1) Richard Shaw - Property #1 (personally Held Real Estate); investment-related; 14118 42nd Ave SE Mill Creek WA 98012; Investment or Commercial Property; Owner; 09/06/2024; 1; 0; Rental to tenant. 2) R T Shaw's Insurance Agency; Investment-related; 7006 35th Ave NE Seattle WA 98115 and 3401 Fremont Ave N, Ste 242 Seattle WA 98103; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 01/01/2021; 80; 80; Service customers and supervise employees 3) Washington Team Member Hall Of Fame; non-investment-related; 7006 35th Ave NE Seattle, WA 98115; Association/Committee/Council; Director; none; 10/17/2024; 5; 0; Committee
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-01-30 |
| S63 | Uniform Securities Agent State Law Examination | 2022-07-08 |
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