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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-11-12 |
| TX | RA | APPROVED_RES | 2021-11-10 |
Branch Locations
24 Nw 33Rd Court Suite B, Gainesville, FL 32607 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Compass Bank | Birmingham | AL | 02/2005 | 08/2021 |
| Bbva Securities Inc. | Gainesville | FL | 05/2013 | 08/2021 |
| Bbva Wealth Solutions Inc. | Gainesville | FL | 06/2015 | 08/2021 |
| Bbva Compass Insurance Agency, Inc. | Austin | TX | 06/2006 | 08/2021 |
| Pnc Investments | Gainsville | FL | 08/2021 | 11/2021 |
| Ameriprise Financial Services, Llc | Gainesville | FL | 11/2021 | Present |
Real Estate Ownership; Single Family; 83 ne 46th terrace, , Gainesville, FL, 32641; Not Investment-Related; 10/01/2021. Board of Directors; Made For More; Treasurer; po box 135737, , Gainesville, FL, 32653; Not Investment-Related; 03/01/2021; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-06-05 |
| S63 | Uniform Securities Agent State Law Examination | 2006-12-19 |
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