James A Yeager

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2009-06-18
CA	RA	APPROVED	2007-02-13

TX RA
APPROVED_RES

Since 2009-06-18
CA RA
APPROVED

Since 2007-02-13

Branch Locations

400 S. El Camino Real Suite 900, San Mateo, CA 94402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	San Mateo	CA	11/2006	Present

11/2006 → Present

Ubs Financial Services Inc.

San Mateo, CA

Other Businesses

1. 611 N Claremont Street, This is a rental property, Proprietor / owner, We act as landlords for the property. start date-11/11/2023, San Mateo CountyCAUnited States-94401

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-02-12

S66 Uniform Combined State Law Examination

2007-02-12

Other Names

Jim Yeager
James Yeager
James Abraham Yeager

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Names

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