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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-12-03
CA RA APPROVED 2014-11-18
  • TX RA
    APPROVED
    Since 2014-12-03
  • CA RA
    APPROVED
    Since 2014-11-18

Branch Locations

18975 Brookhurst Street, Fountain Valley, CA 92708 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Austin Properties Los Angeles CA 06/2009 Present
Jp Morgan Securities Llc Los Angeles CA 05/2016 Present
Electronic Sandwich Fountain Valley CA 01/2019 Present
  • 06/2009 → Present
    Austin Properties
    Los Angeles, CA
  • 05/2016 → Present
    Los Angeles, CA
  • 01/2019 → Present
    Electronic Sandwich
    Fountain Valley, CA
Previous Registrations
Other Businesses

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: ELECTRONIC SANDWICH POSITION: ONLINE RESELLER START DATE: 1/1/2019 ADDRESS: 17175 Fountain Valley, CA DETAILS: RESELLING NEW AND USED CLOTHING AND OTHER MERCHANDISE VIA VARIOUS ECOMMERCE WEBSITES. MANAGING FINANCES, IT, ACCOUNTING, WORKING WITH LAWYERS, BUYING AND SELLING NEW/USED MERCHANDISE, WORKING WITH SUPPLIERS. INVESTMENT RELATED: NO HOURS DEDICATED (per month unless otherwise indicated): 38 HOURS DURING TRADING: 0 ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: AUSTIN PROPERTIES POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 6/1/2009 ADDRESS: 1270 Los Angeles, CA DETAILS: 1270 LOS ANGELES, CA. MAKING HIGH LEVEL DECISIONS REGARDING TENANT ACTIONS, CAPITAL IMPROVEMENT AND MAINTENANCE ITEMS, AND RESPONDING TO INQUIRIES REGARDING POTENTIAL ACQUISITIONS/SALES/EXCHANGES OF PROPERTY IN THE BUSINESS. INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): 2 HOURS DURING TRADING: 0

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-02-13
S63 Uniform Securities Agent State Law Examination 2006-12-16
  • S65 Uniform Investment Adviser Law Examination
    2008-02-13
  • S63 Uniform Securities Agent State Law Examination
    2006-12-16
Designations
Other Names
  • Robert Austin
  • Roberto Austin
  • Roberto Austin
  • Robert Austin
  • Roberto Austin

View on SEC IAPD

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