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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-12-14
  • FL RA
    APPROVED
    Since 2020-12-14

Branch Locations

1511 N West Shore Blvd Suite 800, Tampa, FL 33607 • United States

Tampa, FL • United States

Tampa, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Newark NJ 03/2007 10/2020
Kevin O Connell Tampa FL 11/2020 12/2020
Kevin O Connell Tampa FL 12/2020 Present
Northwestern Mutual Investment Services Llc Tampa FL 12/2020 Present
Previous Registrations
  • 2019-12-05 → 2020-11-17
    Newark, NJ
    Paramus, NJ
    Basking Ridge, NJ
    Iselin, NJ
    Newark, NJ
    Basking Ridge, NJ
    Dresher, PA
Other Businesses

1. Nocturnal Abstract LLC, Not Investment-related, 73 Longdale Street, Staten Island , NY, USA, 10308, 100% Owner, Start Date: 10/31/2018, 2 hrs per week, 10 trading hrs per week, Retail Art Footwear, Duties: Artist and designer of footwear and apparel for ecommerce distribution also monitoring website traffic. 2. Rental Property, Not Investment-related, 912 Armstrong Ave, 11, Staten Island, NY, USA, 10308, 100% Owner, Start Date: 11/22/2020, 2 hrs per week, 0 trading hrs per week, Real Estate, Duties: Landlord. 3. EAL ESTATE, LICENSE ONLY, 2205 BAY CLUB CIRCLE, TAMPA, , FLORIDA, 33607, UNITED STATES OF AMERICA, REAL ESTATE LICENSE ONLY, START DATE: 02/15/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, REAL ESTATE SALES ASSOCIATE LICENSE FLORIDA - LIMITED TO NORTHWESTERN MUTUAL POLICIES AND PROCEDURES RELATIVE TO REAL ESTATE ACTIVITIES. 3. 100% OWNER, NOCTURNALABSTRACT LLC, 73 LONGDALE STREET, STATEN ISLAND, , NEW YORK, 10314, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 10/31/2018, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, OWNER - RETAIL SALES

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-11-13
S63 Uniform Securities Agent State Law Examination 2006-12-29
  • S65 Uniform Investment Adviser Law Examination
    2019-11-13
  • S63 Uniform Securities Agent State Law Examination
    2006-12-29
Other Names
  • John Shashaty

View on SEC IAPD

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