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Joseph Francis Lyons

Tricord Advisors, Inc.

Riverside, CA

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Current Employers
Tricord Advisors, Inc.

6772 Magnolia Avenue, Riverside, CA 92506 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2011-03-09
  • CA RA
    APPROVED
    Since 2011-03-09

Branch Locations

6772 Magnolia Avenue, Riverside, CA 92506 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hargrave & Associates, Llc Riverside CA 11/2006 Present
Tricord Advisors, Inc. Riverside CA 11/2010 Present
  • 11/2006 → Present
    Hargrave & Associates, Llc
    Riverside, CA
  • 11/2010 → Present
    Tricord Advisors, Inc.
    Riverside, CA
Previous Registrations
  • 2006-11-27 → 2011-08-10
    Hargrave & Associates, Llc
    Redlands, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-11-16
  • S65 Uniform Investment Adviser Law Examination
    2006-11-16
Designations
Other Names
  • Joseph F Lyons

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · RIVERSIDE, CA
CETERA INVESTMENT ADVISERS LLC · Riverside, CA
UBS FINANCIAL SERVICES INC. · RIVERSIDE, CA
AMERIPRISE FINANCIAL SERVICES, LLC · RIVERSIDE, CA
EDWARD JONES · RIVERSIDE, CA
LPL FINANCIAL LLC · RIVERSIDE, CA
WELLS FARGO CLEARING SERVICES, LLC · RIVERSIDE, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Riverside, CA

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