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Cassandra L Sweatt

Pfs Investments Inc.

Concord, NH

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Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2013-08-01
  • NH RA
    APPROVED
    Since 2013-08-01

Branch Locations

6 Chenell Drive Suite 200, Concord, NH 03301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Primerica Financial Services Concord NH 05/2006 Present
Pfs Investments, Inc Concord NH 01/2007 Present
  • 05/2006 → Present
    Primerica Financial Services
    Concord, NH
  • 01/2007 → Present
    Concord, NH
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-06-25
S63 Uniform Securities Agent State Law Examination 2007-04-17
  • S65 Uniform Investment Adviser Law Examination
    2013-06-25
  • S63 Uniform Securities Agent State Law Examination
    2007-04-17
Other Names
  • Cassandra L Edwards

View on SEC IAPD

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