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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-06-03
WI RA APPROVED 2021-06-03
  • TX RA
    APPROVED
    Since 2021-06-03
  • WI RA
    APPROVED
    Since 2021-06-03

Branch Locations

20 E Milwaukee St. Suite 300, Janesville, WI 53545 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Lake Geneva WI 05/2009 11/2016
Wells Fargo Clearing Services, Llc Lake Geneva WI 11/2016 06/2021
Wells Fargo Advisors Financial Network, Llc Janesville WI 06/2021 Present
Previous Registrations
Other Businesses

TERRAPIN STATION HOLDINGS INC., INV RELATED, JANESVILLE, WI, 100% OWNERSHIP, START 3/17/2021, 160 HOURS PER MONTH, 8 HOURS DURING TRADING, FINET PRACTICE.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-02-16
  • S66 Uniform Combined State Law Examination
    2007-02-16
Designations

View on SEC IAPD

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