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John Christopher Barnes

Empower Advisory Group, LLC

Greenwood Village, CO

El Dorado Hills, CA

CRD 5255317

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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-01
  • CA RA
    APPROVED
    Since 2025-01-01

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

El Dorado Hills, CA • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Personal Capital Advisors Corporation Dallas TX 03/2017 Present
Lyon Real Estate Sacramento CA 07/2016 03/2017
Empower Advisory Group, Llc Greenwood Village CO 04/2023 Present
  • 03/2017 → Present
    Personal Capital Advisors Corporation
    Dallas, TX
  • 07/2016 → 03/2017
    Lyon Real Estate
    Sacramento, CA
  • 04/2023 → Present
    Greenwood Village, CO
Previous Registrations
  • 2017-03-13 → 2023-04-03
    Personal Capital Advisors Corporation
    Denver, CO
    El Dorado Hills, CA
    Greenwood Village, CO
  • 2012-07-26 → 2016-06-15
    Sacramento, CA
    Roseville, CA
  • 2011-12-07 → 2012-05-24
    Chase Investment Services Corp.
    Citrus Heights, CA
    Lincoln, CA
  • 2008-02-08 → 2011-11-15
    Usaa Financial Planning Services
    San Antonio, TX
  • 2007-02-13 → 2008-01-09
    Sacramento, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-02-12
  • S66 Uniform Combined State Law Examination
    2007-02-12
Designations
  • Certified Financial Planner
Other Names
  • John C Barnes

View on SEC IAPD

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