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Donna Cacho Cuaresma

Rbc Capital Markets, LLC

Seattle, WA

Kent, WA

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-10-11
WA RA APPROVED 2022-04-26
  • TX RA
    APPROVED
    Since 2022-10-11
  • WA RA
    APPROVED
    Since 2022-04-26

Branch Locations

401 Union Street Suite 3600, Seattle, WA 98101 • United States

Kent, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Seattle WA 01/2011 11/2016
Wells Fargo Clearing Services, Llc Seattle WA 11/2016 04/2022
Rbc Capital Markets, Llc Seattle WA 04/2022 Present
Previous Registrations
  • 2011-01-03 → 2022-05-03
    Wells Fargo Clearing Services, Llc
    Seattle, WA
    Seattle, WA
    Seattle, WA
    Seattle, WA
    Seattle, WA
    Seattle, WA
  • 2008-02-01 → 2011-01-03
    Wells Fargo Investments, Llc
    Tukwila, WA
    Seattle, WA
    Issaquah, WA
    Des Moines, WA
    Tacoma, WA
    Issaquah, WA
    Seattle, WA
Other Businesses

POWER OF ATTORNEY FOR FATHER, INV RELATED, KENT, WA, START: 6/21/2019, 4 HRS/MONTH, 0 HRS DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-01-31
  • S66 Uniform Combined State Law Examination
    2008-01-31
Other Names
  • Donna C Cuaresma
  • Donna C Swain
  • Donna C. Cuaresma
  • Donna C. Swain

View on SEC IAPD

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Other Offices

KLAKNA GROUP LTD · SEATTLE, WA
EUCLIDEAN TECHNOLOGIES MANAGEMENT, LLC · SEATTLE, WA
MADISON PARK CAPITAL ADVISORS, LLC · SEATTLE, WA
ETERNAL DIGITAL FUND LTD. · SEATTLE, WA
FREESTONE CAPITAL MANAGEMENT, LLC · SEATTLE, WA
CEDAR RIVER CAPITAL, LLC · SEATTLE, WA
ROBERT A. UNDERHILL P.C. · SEATTLE, WA
SITKA PACIFIC CAPITAL MANAGEMENT, LLC · SEATTLE, WA

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