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Michael Charles Cummings

Raymond James Financial Services Advisors, Inc

Stuart, FL

LPl Financial LLC

Stuart, FL

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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-08-20
TX RA APPROVED 2026-08-18
  • FL RA
    APPROVED
    Since 2026-08-20
  • TX RA
    APPROVED
    Since 2026-08-18

Branch Locations

759 Sw Federal Highway Suite 212, Stuart, FL 34994 • United States

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-11-01
TX RA APPROVED_RES 2019-10-31
  • FL RA
    APPROVED
    Since 2019-11-01
  • TX RA
    APPROVED_RES
    Since 2019-10-31

Branch Locations

759 Sw Federal Hwy, Ste. 212, Stuart, FL 34994 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Summit Brokerage Services, Inc Stuart FL 08/2009 09/2019
Summit Financial Group Inc Stuart FL 08/2009 10/2019
Cetera Advisor Networks Llc Stuart FL 09/2019 10/2019
Lpl Financial Llc Stuart FL 10/2019 08/2026
Raymond James Financial Services, Inc. Stuart FL 08/2026 Present
Raymond James Financial Services Advisors, Inc. Stuart FL 08/2026 Present
Cummings Wealth Management Stuart FL 01/2017 Present
  • 08/2009 → 09/2019
    Summit Brokerage Services, Inc
    Stuart, FL
  • 08/2009 → 10/2019
    Summit Financial Group Inc
    Stuart, FL
  • 09/2019 → 10/2019
    Cetera Advisor Networks Llc
    Stuart, FL
  • 10/2019 → 08/2026
    Lpl Financial Llc
    Stuart, FL
  • 08/2026 → Present
    Raymond James Financial Services, Inc.
    Stuart, FL
  • 08/2026 → Present
    Raymond James Financial Services Advisors, Inc.
    Stuart, FL
  • 01/2017 → Present
    Cummings Wealth Management
    Stuart, FL
Previous Registrations
  • 2009-09-01 → 2019-11-06
    Summit Financial Group Inc
    Stuart, FL
    Stuart, FL
  • 2008-05-14 → 2009-08-06
    Mutual Service Corporation
    Stuart, FL
  • 2008-01-01 → 2008-05-09
    Wells Fargo Clearing Services, Llc
    Fort Pierce, FL
  • 2007-02-20 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Fort Pierce, FL
    St. Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-02-16
  • S66 Uniform Combined State Law Examination
    2007-02-16
Designations

View on SEC IAPD

Other Firms

DUNN CAPITAL MANAGEMENT
RAYMOND JAMES & ASSOCIATES, INC.
JANNEY MONTGOMERY SCOTT LLC
MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.
DAYMARK WEALTH PARTNERS, LLC
SPECTRA INVESTMENT MANAGEMENT, LLC
FOGEL CAPITAL MANAGEMENT INC
INTEGRITT WEALTH MANAGEMENT, LLC

Other Investors

ANTHONY JAMES LOSH
JACQUELINE ANN BISHOP BURKE
CHARLENE THERESA LANGFORD
DEBORAH L VINCENT
JEFFREY AARON ATLAS
TANYA CELESTE WANDOFF
NANCY JEAN GOETHEL
GERALD DANIEL SAELZER

Other Offices

DUNN CAPITAL MANAGEMENT · STUART, FL
RAYMOND JAMES & ASSOCIATES, INC. · STUART, FL
JANNEY MONTGOMERY SCOTT LLC · STUART, FL
MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC. · STUART, FL
DAYMARK WEALTH PARTNERS, LLC · STUART, FL
SPECTRA INVESTMENT MANAGEMENT, LLC · STUART, FL
FOGEL CAPITAL MANAGEMENT INC · STUART, FL
INTEGRITT WEALTH MANAGEMENT, LLC · STUART, FL

More in Stuart, FL

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