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1450 Brickell Avenue Suite 2610, Miami, FL 33131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-06-14 |
Branch Locations
200 South 10Th St., Ste 501, Mcallen, TX 78501 • United States
1450 Brickell Avenue Suite 2610, Miami, FL 33131 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | San Antonio | TX | 11/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | San Antonio | TX | 11/2016 | 05/2021 |
| Sanctuary Securities, Inc | Mcallen | TX | 06/2021 | Present |
| Sanctuary Advisors, Llc | Mcallen | TX | 06/2021 | Present |
(1) Name: Lorena Guerrero Position: owner Nature: Rental Property Investment Related: Yes Hours: 1 Securities Trading Hours: 0 Start Date: 01/08/2008 Address: 309 N 39th Street, McAllen TX 78501, United States Description: Management of Rental
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-03-14 |
| S63 | Uniform Securities Agent State Law Examination | 2000-05-30 |
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