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Laura M Weiner Smith

Ameriprise Financial Services, LLC

Westlake, OH

Lorain, OH

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-05-10
OH RA APPROVED 2014-10-03
  • TX RA
    APPROVED_RES
    Since 2021-05-10
  • OH RA
    APPROVED
    Since 2014-10-03

Branch Locations

2035 Crocker Rd Ste 201, Westlake, OH 44145-2194 • United States

Lorain, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Westlake OH 10/2009 03/2020
Ameriprise Financial Services, Inc. Westlake OH 10/2009 03/2020
Ameriprise Financial Services, Llc Westlake OH 03/2020 Present
  • 10/2009 → 03/2020
    Ameriprise Financial Services, Inc.
    Westlake, OH
  • 10/2009 → 03/2020
    Ameriprise Financial Services, Inc.
    Westlake, OH
  • 03/2020 → Present
    Ameriprise Financial Services, Llc
    Westlake, OH
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2005-06-16
  • S63 Uniform Securities Agent State Law Examination
    2005-06-16
Other Names
  • Laura M Smith

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Other Investors

GREGORY STEVEN JOHNSON
KEVIN VINCENT COONEY
DOUGLAS CARL KUHLMAN
MARNIE RENEE RANDEL
THOMAS RANDALL FAIRFAX
Ryan Christopher Smeltzer
Laurel Fitzsimmons
Michael Coletta

Other Offices

PARADIGM WEALTH MANAGEMENT, LLC · WESTLAKE, OH
HIGHLAND CONSULTING ASSOCIATES INC. · CLEVELAND, OH
HIGHLAND CONSULTING ASSOCIATES INTERNATIONAL, INC. · CLEVELAND, OH
COLETTA CAPITAL, LLC · WESTLAKE, OH
ATHLETES FINANCIAL ADVISERS, LLC · WESTLAKE, OH
MORGAN STANLEY · Westlake, OH
RAYMOND JAMES & ASSOCIATES, INC. · WESTLAKE, OH
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WESTLAKE, OH

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