Kurtis Charles Thompson

Employer firm

Integrity Alliance, LLC. CRD 139627

$5.41B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2008 → Present
  Integrity Alliance
  Redfield, IA

Previous Registrations

• 2008-01-15 → 2008-10-21
  Transamerica Financial Advisors, Llc
  Redfield, IA
  Cedar Rapids, IA
  Redfield, IA

Other Businesses

1.INDEPENDENT INSURANCE AGENT;YES;818 FIRST STREET REDFIELD, IA 50233;FIXED INSURANCE SALES;INDEPENDENT INSURANCE AGENT;10/2008;160;160;SALES OF FIXED INSURANCE PRODUCTS 2.NATIONAL INVESTORS;YES;818 FIRST STREET REDFIELD, IA 50233;DBA;SALES REP;1/1998;75;75;DBA FOR INSURANCE AND SECURITIES SALES 3. THE ACHIEVEMENT GROUP; INVESTMENT RELATED; 4515 FLEUR DR, STE 200, DES MOINES, IA 50321; SENIOR VP OF SALES & MARKETING; 12/01/2023; 40 HOURS PER MONTH; 25 HOURS DURING SECURITIES TRADING HOURS; RECRUITING, MARKETING, JOINT WORK WITH AGENTS.

Exams

• S66 Uniform Combined State Law Examination
  2008-01-11
• S63 Uniform Securities Agent State Law Examination
  1998-09-24

Other Names

• Kurt Thompson