Troy Michael Knight-Miller

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → 08/2019
  Bok Financial Securities, Inc.
  Coppell, TX
• 09/2014 → 08/2019
  Bokf, Na
  Coppell, TX
• 10/2019 → 10/2019
  Lake Point Wealth Management, Llc
  Ft. Worth, TX
• 09/2019 → 09/2020
  Royal Alliance Associates, Inc.
  Dallas, TX
• 09/2020 → 12/2022
  Fsc Securities Corporation
  Fort Woth, TX
• 12/2022 → Present
  Lpl Financial Llc
  Aledo, TX

Previous Registrations

• 2020-09-04 → 2022-12-19
  Fsc Securities Corporation
  Fort Worth, TX
• 2019-10-31 → 2020-09-03
  Osaic Wealth, Inc.
  Dallas, TX
• 2019-10-10 → 2019-11-07
  Lake Point Wealth Management, Llc
  Ft. Worth, TX
• 2016-03-25 → 2019-09-16
  Bok Financial Securities, Inc.
  Coppell, TX
  Fort Worth, TX
  Fort Worth, TX
  Grapevine, TX
  Fort Worth, TX
  Dallas, TX
  Hurst, TX
  Coppell, TX
  Fort Worth, TX
  Fort Worth, TX

Other Businesses

1) 12/15/2022 - KMFG - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 12/08/2022 2) 12/15/2022 - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 12/08/2022 3) 12/15/2022 - Bearcat Financial Network - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 12/08/2022 4) 12/15/2022 - Mean Green Financial - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 12/08/2022 5) 12/15/2022 - KMFG - Knight Miller Financial Group - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 12/08/2022 6) 3/3/2023 - Legal Shield - Not Investment Related - Home Based & At Reported Business Location(s) - Legal Shield - independent contractor - Start Date - 03/01/2023 - 4 Hours Per Month/0 Hours During Securities Trading 7) 03/18/2025 - Outside/W-2 Employment - Home Based - Start Date:03/14/2025 - 5 Hrs/Mth - 0 Hrs During Trading. 8) 09/16/2025 - Charlie-forever - Other - Business Owner - Home Based - Not INv Rel - Start date: 09/12/2025 - 3 Hrs/Mth - 0 Hrs During Trading. 9) 03/11/2026 - Over the Plate LLC - Coach/ Sports/ Fitness - Not Investment Related - Flower Mound, TX - Start Date 03/07/2026 - 24 hours per month/ 0 hours during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-10-03
• S63 Uniform Securities Agent State Law Examination
  2006-12-01

Other Names

• Troy Michael Miller