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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-07-21
VA RA APPROVED 2021-07-21
  • TX RA
    APPROVED
    Since 2021-07-21
  • VA RA
    APPROVED
    Since 2021-07-21

Branch Locations

1317 Executive Blvd Ste 110, Chesapeake, VA 23320 • United States

Chesapeake, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc. Virginia Beach VA 11/2006 07/2021
Various Insurance Carriers For W & R Insurance Agencies Chesapeake VA 01/2007 07/2021
Duke Alumni Club Of Hampton Roads Chesapeake VA 07/2007 07/2021
Financial Planning Association Of Hampton Roads Virginia Beach VA 01/2013 01/2017
Daniel K Neice Chesapeake VA 09/1997 07/2021
Financial Planning Association Virginia Beach VA 01/2015 04/2021
Business Network International Virginia Beach VA 04/2016 05/2017
Dnp&P Group Llc Virginia Beach VA 08/2019 07/2021
Lpl Financial Llc Virginia Beach VA 07/2021 Present
  • 11/2006 → 07/2021
    Waddell & Reed, Inc.
    Virginia Beach, VA
  • 01/2007 → 07/2021
    Various Insurance Carriers For W & R Insurance Agencies
    Chesapeake, VA
  • 07/2007 → 07/2021
    Duke Alumni Club Of Hampton Roads
    Chesapeake, VA
  • 01/2013 → 01/2017
    Financial Planning Association Of Hampton Roads
    Virginia Beach, VA
  • 09/1997 → 07/2021
    Daniel K Neice
    Chesapeake, VA
  • 01/2015 → 04/2021
    Financial Planning Association
    Virginia Beach, VA
  • 04/2016 → 05/2017
    Business Network International
    Virginia Beach, VA
  • 08/2019 → 07/2021
    Dnp&P Group Llc
    Virginia Beach, VA
  • 07/2021 → Present
    Virginia Beach, VA
Previous Registrations
  • 2007-03-30 → 2021-07-21
    Waddell & Reed
    Virginia Beach, VA
    Charleroi, PA
    Virginia Beach, VA
Other Businesses

1) 8/12/2021: DNP&P Group, LLC; At reported business location(s); Business Entity For Tax/Investment Purposes Only; Not Inv. related; start date 7/11/2019; 8hrs/mo. 2) 8/12/2021: COVA Wealth Group; At reported business location(s); DBA for LPL Business (entity for LPL business); Inv. related; start date 4/20/2021. 3) 8/12/2021: Coastal Virginia Wealth Group; At reported business location(s); DBA for LPL Business (entity for LPL business); Inv. related; start date 4/20/2021. 4) 11/28/2023: Coastal VA Wealth Group; At reported business location(s); DBA for LPL Business (entity for LPL business); Inv. related; start date 1/1/2024; 100hrs/mo.; 4hrs during trading. 5) 03/16/2026 - Coastal Virginia Wealth Group - Chesapeake - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 03/13/2026 - 5 hours per month/ during trading 6) 05/26/2026 - DKN Group LLC d/b/a Coastal VA Wealth Group - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Chesapeake, VA - Start Date 01/01/2024 - 160 hours per month/ 140 hours during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-03-29
S63 Uniform Securities Agent State Law Examination 2007-02-03
  • S65 Uniform Investment Adviser Law Examination
    2007-03-29
  • S63 Uniform Securities Agent State Law Examination
    2007-02-03
Designations
Other Names
  • Daniel Neice
  • Dan Neice

View on SEC IAPD

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