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Matthew Richard Barbacane

Vanguard Advisers, Inc.

Malvern, PA

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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2019-11-01
TX RA APPROVED 2019-11-01
  • PA RA
    APPROVED
    Since 2019-11-01
  • TX RA
    APPROVED
    Since 2019-11-01

Branch Locations

100 Vanguard Blvd, Malvern, PA 19355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Malvern PA 05/2015 Present
Vanguard Marketing Corporation Malvern PA 05/2015 Present
Vanguard Advisers, Inc. Malvern PA 11/2019 Present
  • 05/2015 → Present
    The Vanguard Group, Inc.
    Malvern, PA
  • 05/2015 → Present
    Vanguard Marketing Corporation
    Malvern, PA
  • 11/2019 → Present
    Malvern, PA
Previous Registrations
  • 2015-01-02 → 2015-05-12
    Msi Financial Services, Inc.
    Newtown Square, PA
  • 2010-11-05 → 2015-01-02
    New England Securities
    Newtown Square, PA
  • 2008-07-28 → 2010-10-18
    Exton, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-31
S65 Uniform Investment Adviser Law Examination 2008-07-26
S63 Uniform Securities Agent State Law Examination 2007-12-08
  • S66 Uniform Combined State Law Examination
    2019-10-31
  • S65 Uniform Investment Adviser Law Examination
    2008-07-26
  • S63 Uniform Securities Agent State Law Examination
    2007-12-08

View on SEC IAPD

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