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Katie Lorraine Preston

Edward Jones

Dubuque, IA

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-07-26
IL RA APPROVED 2021-06-01
IA RA APPROVED 2021-06-01
  • TX RA
    APPROVED
    Since 2022-07-26
  • IL RA
    APPROVED
    Since 2021-06-01
  • IA RA
    APPROVED
    Since 2021-06-01

Branch Locations

4840 Asbury Rd Ste 100A, Dubuque, IA 52002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones Dubuque IA 11/2018 Present
Galena Cellars Winery Galena IL 06/2014 10/2016
Lincoln Elementary Dubuque IA 03/2015 11/2018
  • 11/2018 → Present
    Edward Jones
    Dubuque, IA
  • 06/2014 → 10/2016
    Galena Cellars Winery
    Galena, IL
  • 03/2015 → 11/2018
    Lincoln Elementary
    Dubuque, IA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-05-28
S63 Uniform Securities Agent State Law Examination 2006-12-28
  • S66 Uniform Combined State Law Examination
    2021-05-28
  • S63 Uniform Securities Agent State Law Examination
    2006-12-28
Other Names
  • Katie Slavicek
  • Katie Lorraine Slavicek
  • Katie L Preston

View on SEC IAPD

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KEVIN MICHAEL DIETZEL
WYATT KELLY
JOSEPH CONSTANTINE BERNARDI
Terry B Brown
Michael R Ziembo

Other Offices

NATIONS FINANCIAL GROUP, INC. · Dubuque, IA
AVANTAX PLANNING PARTNERS, INC. · DUBUQUE, IA
STATE FARM INVESTMENT MANAGEMENT CORP. · Dubuque, IA
ROSEMEYER MANAGEMENT GROUP · Dubuque, IA
RICHMOND INVESTMENT SERVICES LLC · Dubuque, IA
LPL FINANCIAL LLC · DUBUQUE, IA
UMB PRIVATE WEALTH MANAGEMENT, LLC · Dubuque, IA
MARINER INDEPENDENT · Dubuque, IA

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