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12555 Manchester Rd, St. Louis, MO 63131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2024-02-09 |
| TX | RA | APPROVED | 2024-02-09 |
Branch Locations
10311 E Stonegate Ln Suite B, Wichita, KS 67206-2053 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Wichita | KS | 07/2016 | Present |
| Bank Of America, N.A. | Wichita | KS | 12/2016 | Present |
| Edward Jones | St Louis | MO | 02/2024 | Present |
"Self Type: musical performance Date: 01/01/06 Title: Saxophone player Trad Hrs: 0 Tot Hrs: 1 Desc: Performing by playing notes that are mostly in the correct key signature City-State: Wichita KS"
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-10-31 |
| S63 | Uniform Securities Agent State Law Examination | 2006-11-15 |
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