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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-06-09
AL RA APPROVED 2023-02-24
  • TX RA
    APPROVED
    Since 2026-06-09
  • AL RA
    APPROVED
    Since 2023-02-24

Branch Locations

2801 Hwy 280 S Ste 1-400, Birmingham, AL 35223 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Birmingham AL 06/2011 04/2019
Bank Of America, N.A. Birmingham AL 07/2011 04/2019
Bb&T Securities Birmingham AL 04/2019 02/2021
Truist Investment Services, Inc. Birmingham AL 02/2021 Present
Wells Fargo Clearing Services, Llc (C Birmingham AL 02/2023 Present
  • 06/2011 → 04/2019
    Birmingham, AL
  • 07/2011 → 04/2019
    Bank Of America, N.A.
    Birmingham, AL
  • 04/2019 → 02/2021
    Bb&T Securities
    Birmingham, AL
  • 02/2021 → Present
    Truist Investment Services, Inc.
    Birmingham, AL
  • 02/2023 → Present
    Wells Fargo Clearing Services, Llc (C
    Birmingham, AL
Previous Registrations
Other Businesses

THE BIRMINGHAM ZOO INVESTMENT RELATED: N ADDRESS: 2630 CAHABA ROAD, BIRMINGHAM, ALABAMA 35223, CHARITABLE ORGANIZATION POSITION: COMMITTEE MEMBER, START DATE: 10/13/2015 NUMBER OF HOURS: 2 HOUR(S) MONTHLY, DURING TRADING HOURS: 0 DUTIES: FUNDRAISING AND COMMUNITY OUTREACH ON BEHALF OF THE BIRMINGHAM ZOO WEKOL HOLDING II, LLC POSITION: Member/Manager NATURE: This is a family LLC with my siblings and their spouses created to invest in real estate and other non-marketable investment opportunities. INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2017 ADDRESS: 3812 Knollwood Drive, Birmingham AL 35243 BIRMINGHAM JEWISH FEDERATION POSITION: 2021 Annual Campaign Co-Chair NATURE: i am helping co-chair the 2021 annual fundraising campaign for the Birmingham Jewish Federation. The Federation raises funds to support Jewish causes both in the community and in Israel. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2021 ADDRESS: 3966 Montclair Road, Mountain Brook AL 35213

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-04-21
S63 Uniform Securities Agent State Law Examination 2007-08-31
  • S65 Uniform Investment Adviser Law Examination
    2008-04-21
  • S63 Uniform Securities Agent State Law Examination
    2007-08-31
Other Names
  • Drew Weil
  • Adolph Weil
  • Adolph Weil

View on SEC IAPD

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