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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-10-28 |
| FL | RA | APPROVED | 2012-10-01 |
Branch Locations
200 S. Pine Island Rd, Ste. 100, Plantation, FL 33324 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Plantation | FL | 10/2012 | Present |
| Jpmorgan Chase Bank, N.A. | Plantation | FL | 08/2009 | Present |
Entity Name: NA Investment related: N Address: Sunrise, Fl 33322 Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 09/03/2016 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Rental Property Owner
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-02-15 |
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