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Rose Gatto Bryant

Raymond James & Associates, Inc.

Birmingham, MI

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2024-05-30
  • MI RA
    APPROVED
    Since 2024-05-30

Branch Locations

325 N. Old Woodward Ave. Suite 320, Birmingham, MI 48009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Comerica Securities W Bloomfield MI 01/2000 05/2024
Ameriprise Financial Services Bloomfield Hills MI 08/2023 08/2023
Ameriprise Financial Services, Llc. Bloomfield Hills MI 08/2023 05/2024
Raymond James & Associates, Inc. Birmingham MI 05/2024 Present
Previous Registrations
  • 2023-08-21 → 2024-06-10
    Ameriprise Financial Services, Llc
    Bloomfield Hills, MI
  • 2004-05-13 → 2023-11-06
    Comerica Securities
    Bloomfield Hills, MI
    Bloomfield Hills, MI
    Bloomfield Hills, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-05-11
S63 Uniform Securities Agent State Law Examination 2000-03-27
  • S66 Uniform Combined State Law Examination
    2004-05-11
  • S63 Uniform Securities Agent State Law Examination
    2000-03-27
Other Names
  • Rose Gatto
  • Rosemarie Gatto Rude
  • Rose Marie Gatto

View on SEC IAPD

Other Firms

J.P. MORGAN SECURITIES LLC
WELLS FARGO CLEARING SERVICES, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
RISK PARADIGM GROUP, LLC
INNOVIA WEALTH, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
TOWNSEND STREET CAPITAL MANAGEMENT
VALSTONE PARTNERS VI

Other Investors

JEFFREY MICHAEL DIEFENTHALER
Kevin Arthur-Whitworth Sheard
JERAMEY JOSEPH LYNCH
Akinwale Adebayo
Maxwell James Hunt
Scott Schramm
John Lockwood
Jared M. Rhein

Other Offices

J.P. MORGAN SECURITIES LLC · Birmingham, MI
WELLS FARGO CLEARING SERVICES, LLC · BIRMINGHAM, MI
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · BIRMINGHAM, MI
RISK PARADIGM GROUP, LLC · Birmingham, MI
WELLS FARGO CLEARING SERVICES, LLC · BIRMINGHAM, MI
INNOVIA WEALTH, LLC · Birmingham, MI
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · BIRMINGHAM, MI
TOWNSEND STREET CAPITAL MANAGEMENT · BIRMINGHAM, MI

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