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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-10-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tmhh Investments Llc | Katy | TX | 12/2011 | 12/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Houston | TX | 04/2011 | 10/2018 |
| Bank Of America, N.A. | Houston | TX | 07/2011 | 10/2018 |
| Jp Morgan Chase Bank, N.A. | Katy | TX | 10/2018 | Present |
| Jp Morgan Securities, Llc | Katy | TX | 10/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-09-01 |
| S63 | Uniform Securities Agent State Law Examination | 2006-12-15 |
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