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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2016-09-21 |
| TX | RA | APPROVED_RES | 2011-02-23 |
| NJ | RA | APPROVED | 2007-09-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Princeton | NJ | 11/2006 | Present |
| Bank Of America, N.A. | Princeton | NJ | 03/2011 | Present |
I*32653 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: RIVERVIEW DENTAL, LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: 23 PHEASANT RUN ROAD, NEW HOPE, PENNSYLVANIA 18938 NATURE OF BUSINESS: OTHER,LLC POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 10/15/2001 NUMBER OF HOURS DEVOTED: 2 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: OTHER
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-09-05 |
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