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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2022-09-19
  • MO RA
    APPROVED
    Since 2022-09-19

Branch Locations

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Kearney, MO • United States

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2022-08-30
  • MO RA
    APPROVED
    Since 2022-08-30

Branch Locations

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Kearney, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed Inc Overland Park KS 05/2011 08/2021
Ae Wealth Management, Llc Topeka KS 03/2022 07/2022
Ae Financial Services, Llc Topeka KS 03/2022 07/2022
Unemployed Kearney MO 09/2021 02/2022
Raymond James & Associates, Inc. Kearney MO 08/2022 Present
Raymond James Financial Services, Inc. Kearney MO 09/2022 Present
Raymond James Financial Services Advisors, Inc Kearney MO 09/2022 Present
Previous Registrations
  • 2022-03-15 → 2022-07-06
    Topeka, KS
  • 2011-06-15 → 2021-08-23
    Waddell & Reed
    Overland Park, KS
    Overland Park, KS
  • 2008-04-18 → 2011-05-27
    Vsr Financial Services, Inc.
    Overland Park, KS
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-04-17
  • S66 Uniform Combined State Law Examination
    2008-04-17
Other Names
  • Adam R Gay
  • Adam Ray Gay
  • Adam Gay

View on SEC IAPD

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