Joel F Dunfee

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-01-15
SD	RA	APPROVED	2024-10-21

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Citigroup Global Markets Inc.	San Antonio	TX	05/2007	09/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Sioux Falls	SD	09/2024	Present
Bank Of America, N.A.	Sioux Falls	SD	10/2024	Present

05/2007 → 09/2024

Citigroup Global Markets Inc.

San Antonio, TX
09/2024 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Sioux Falls, SD
10/2024 → Present

Bank Of America, N.A.

Sioux Falls, SD

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-11-01
S63	Uniform Securities Agent State Law Examination	2007-01-05

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