Best Investors Account Sign in
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2024-03-21
TX RA APPROVED_RES 2024-03-21
  • MI RA
    APPROVED
    Since 2024-03-21
  • TX RA
    APPROVED_RES
    Since 2024-03-21

Branch Locations

7115 Kalamazoo Ave Se Ste B, Caledonia, MI 49316 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Esi Financial Caledonia MI 10/2006 Present
Cetera Advisors Llc Denver CO 03/2013 Present
Anchor Wealth Advisers Caledonia MI 09/2022 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
  • 10/2006 → Present
    Esi Financial
    Caledonia, MI
  • 03/2013 → Present
    Cetera Advisors Llc
    Denver, CO
  • 09/2022 → Present
    Anchor Wealth Advisers
    Caledonia, MI
  • 03/2024 → Present
    Schaumburg, IL
Previous Registrations
  • 2011-02-18 → 2012-10-26
    Ssn Advisory, Inc.
    Caledonia, MI
  • 2010-06-07 → 2011-02-11
    Qa3 Financial Llc
    Caledonia, MI
    Omaha, NE
Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 03/2013 APX NUMBER OF HOURS PER WEEK: 4 APX NUMBER OF HOURS DURING TRADING HOURS: 1 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY AND LONG TERM CARE 2. NAME OF OTHER BUSINESS: ESI FINANCIAL, LLC; INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 05/2019; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: SALES 3. NAME OF OTHER BUSINESS: S TIMMER FINANCIAL LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 1/2021; POSITION/TITLE/RELATIONSHIP: OWNER/SOLE MEMBER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: DBA FOR BUSINESS EXPENSES; 4. NAME OF OTHER BUSINESS: ANCHOR WEALTH ADVISERS; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 09/2022, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-08-20
S63 Uniform Securities Agent State Law Examination 2006-12-01
  • S66 Uniform Combined State Law Examination
    2008-08-20
  • S63 Uniform Securities Agent State Law Examination
    2006-12-01

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Caledonia, MI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor