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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-03-16
ME RA APPROVED 2014-09-10
  • TX RA
    APPROVED_RES
    Since 2017-03-16
  • ME RA
    APPROVED
    Since 2014-09-10

Branch Locations

1 Monument Sq, Portland, ME 04101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. South Portland ME 07/2013 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated South Portland ME 07/2013 Present
Previous Registrations
Other Businesses

I*10247 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: JAIME HILTZ RENTALS INVESTMENT RELATED: N ADDRESS OF BUSINESS: PORTLAND, MAINE NATURE OF BUSINESS: SOLE PROPRIETORSHIP, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 9/17/2007 NUMBER OF HOURS DEVOTED: 10 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RENTED HOUSE

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-06-02
S63 Uniform Securities Agent State Law Examination 2006-12-22
  • S65 Uniform Investment Adviser Law Examination
    2011-06-02
  • S63 Uniform Securities Agent State Law Examination
    2006-12-22
Other Names
  • Jaime Lynne Hiltz
  • Jaime Hiltz

View on SEC IAPD

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