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3001 Broadway Street Ne Suite 100, Minneapolis, MN 55413 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2018-06-15 |
Branch Locations
3001 Broadway Street Ne Suite 100, Minneapolis, MN 55413 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Minnesota Life Insurance Company | St Paul | MN | 09/2014 | 06/2018 |
| Cri Securities, Llc | St Paul | MN | 09/2014 | 07/2018 |
| Securian Financial Services, Inc | St Paul | MN | 09/2014 | 07/2018 |
| Cordis Financial, Llc | Minneapolis | MN | 06/2018 | Present |
O'HARA FARMS LLC, ST PAUL, MN; NOT INVEST RELATED; FAMILY FARM; 08/2017-PRES; 1 HR/MO WITH 0 HRS/MO DURING TRADING HRS. *O'HARA INVESTMENTS, LLC, ST PAUL, MN; NOT INVEST RELATED; RENTAL PROPERTY OWNER; 08/2017-PRES; 1 HR/MO WITH 0 HRS/MO DURING TRADING HRS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-09-05 |
| S63 | Uniform Securities Agent State Law Examination | 2006-11-30 |
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