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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2021-06-01
  • NC RA
    APPROVED
    Since 2021-06-01

Branch Locations

1241 S Main St., Wake Forest, NC 27587 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
June-Neri Financial Wake Forest NC 06/2008 11/2018
Signator Investors, Inc. Raleigh NC 05/2016 11/2018
Royal Alliance Associates, Inc. Wake Forest NC 11/2018 12/2018
Cambridge Investment Research, Inc. Fairfield IA 01/2019 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 06/2021 Present
  • 06/2008 → 11/2018
    June-Neri Financial
    Wake Forest, NC
  • 05/2016 → 11/2018
    Signator Investors, Inc.
    Raleigh, NC
  • 11/2018 → 12/2018
    Royal Alliance Associates, Inc.
    Wake Forest, NC
  • 01/2019 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 06/2021 → Present
    Fairfield, IA
Other Businesses

1) June-Neri Financial, 1241 S Main St., Ste. 6, Wake Forest, NC 27587, 7/11/08, President AS INDEPENDENT INSURANCE AGENT THROUGH VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 20/WK - 2/TRADING. 2) PHILIPPINES AMERICAN ASSOCIATION OF NORTH CAROLINE 501C3, 1 FLORETTA PLACE, #91101, RALEIGH, NC, BOARD MEMBER OF A NON-PUBLIC ENTITY, 07/08/20, CHAIRMAN, NIR, 1/MO- 0/TRADING 3) WAKE MED FOUNDATION, 3000 NEW BERN AVE, RALEIGH, NC, BOARD MEMBER OF NON-PUBLIC ENTITY, 07/01/20, NIR, 2/MO- 0/TRADING 4) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO - 40 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE. 5) NOTARY PUBLIC, 1241 S. Main St., Suite 6, Wake Forest NC 27587, 03/2025, Agent, Notary, NIR, 1 HR/MO, 1 HR/MO TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-05-28
S63 Uniform Securities Agent State Law Examination 2006-12-09
  • S65 Uniform Investment Adviser Law Examination
    2021-05-28
  • S63 Uniform Securities Agent State Law Examination
    2006-12-09

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