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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2021-06-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| June-Neri Financial | Wake Forest | NC | 06/2008 | 11/2018 |
| Signator Investors, Inc. | Raleigh | NC | 05/2016 | 11/2018 |
| Royal Alliance Associates, Inc. | Wake Forest | NC | 11/2018 | 12/2018 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 01/2019 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 06/2021 | Present |
1) June-Neri Financial, 1241 S Main St., Ste. 6, Wake Forest, NC 27587, 7/11/08, President AS INDEPENDENT INSURANCE AGENT THROUGH VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 20/WK - 2/TRADING. 2) PHILIPPINES AMERICAN ASSOCIATION OF NORTH CAROLINE 501C3, 1 FLORETTA PLACE, #91101, RALEIGH, NC, BOARD MEMBER OF A NON-PUBLIC ENTITY, 07/08/20, CHAIRMAN, NIR, 1/MO- 0/TRADING 3) WAKE MED FOUNDATION, 3000 NEW BERN AVE, RALEIGH, NC, BOARD MEMBER OF NON-PUBLIC ENTITY, 07/01/20, NIR, 2/MO- 0/TRADING 4) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO - 40 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE. 5) NOTARY PUBLIC, 1241 S. Main St., Suite 6, Wake Forest NC 27587, 03/2025, Agent, Notary, NIR, 1 HR/MO, 1 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-05-28 |
| S63 | Uniform Securities Agent State Law Examination | 2006-12-09 |
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